The successful candidate for investment advisor (broker) will have the following qualifications and experience: * Bachelors Degree in a relevant discipline (preferred) or equivalent experience(required) CFP a plus * Seasoned investment / financial advisor / broker with: * Active Series 7 license required; (Series 63 also preferred) * No history of compliance issues willing and able to pass a comprehensive background check; * Seeking to transition from a commission-based model to a proprietary cost-effective fee based model or seeking a better platform from which to serve an existing book of commission-based and fee only clients * Attracted to an intrinsic value based research and management platform which is not based on modern portfolio theory (MPT) or dependent on traditional Wall Street Research * Established -- portable -- client base (of sufficient size to absorb attrition of individual clients who may chose not to change firms) * Established ongoing book of business at least $25M in assets * Open to mutual due diligence e.g. willingness -- at the appropriate time -- to share sufficient details of earnings history and current book of business (via informal audit in terms of assets under management investment vehicles historical rate of return etc.) so that a competitive compensation package can be tailored to accurately reward mutual value * Demonstrated organizational skills and superior written and verbal communication skills
EDUCATION: Bachelors Degree
JOB DURATION: This job is full time and long term.
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