Nov 09, 2017

Investment Advisor

  • Franklin Patterson
  • Milwaukee, WI, United States
Full time Financial Services

Job Description

Milwaukee , WI , United States

The successful candidate for investment advisor (broker) will have the following qualifications and experience:
* Bachelors Degree in a relevant discipline (preferred) or equivalent experience(required) CFP a plus
* Seasoned investment / financial advisor / broker with:
* Active Series 7 license required; (Series 63 also preferred)
* No history of compliance issues willing and able to pass a comprehensive background check;
* Seeking to transition from a commission-based model to a proprietary cost-effective fee based model or seeking a better platform from which to serve an existing book of commission-based and fee only clients
* Attracted to an intrinsic value based research and management platform which is not based on modern portfolio theory (MPT) or dependent on traditional Wall Street Research
* Established -- portable -- client base (of sufficient size to absorb attrition of individual clients who may chose not to change firms)
* Established ongoing book of business at least $25M in assets
* Open to mutual due diligence e.g. willingness -- at the appropriate time -- to share sufficient details of earnings history and current book of business (via informal audit in terms of assets under management investment vehicles historical rate of return etc.) so that a competitive compensation package can be tailored to accurately reward mutual value
* Demonstrated organizational skills and superior written and verbal communication skills

  • EDUCATION: Bachelors Degree

  • JOB DURATION: This job is full time and long term.

  • COMPENSATION RANGE:100000-0/yr

 

Occupations

Financial Products Sales-Brokerage

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